SFC Licences of NG Shiu Ki 吳兆基
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Corporate Commodities Limited 協聯期貨有限公司 | RE | 2 | 31 December 2020 | |
Corporate Brokers Limited 協聯證券有限公司 | RE | 1 | 31 December 2020 | |
Corporate Commodities Limited 協聯期貨有限公司 | RO | 2 | 30 September 2014 | 31 December 2020 |
Corporate Commodities Limited 協聯期貨有限公司 | RE | 2 | 15 August 2011 | 30 September 2014 |
Corporate Brokers Limited 協聯證券有限公司 | RO | 1 | 07 May 2004 | 31 December 2020 |
Corporate Brokers Limited 協聯證券有限公司 | RE | 1 | 01 April 2003 | 07 May 2004 |
Corporate Brokers Limited 協聯證券有限公司 | RE | 9 | 01 April 2003 | 19 February 2004 |
Corporate Brokers Limited 協聯證券有限公司 | RE | 7 | 01 April 2003 | 19 February 2004 |
Corporate Brokers Limited 協聯證券有限公司 | RE | 6 | 01 April 2003 | 19 February 2004 |
Corporate Brokers Limited 協聯證券有限公司 | RE | 4 | 01 April 2003 | 19 February 2004 |