SFC Licences of NG Shiu Ki 吳兆基

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Corporate Commodities Limited 協聯期貨有限公司 RE 2 31 December 2020
Corporate Brokers Limited 協聯證券有限公司 RE 1 31 December 2020
Corporate Commodities Limited 協聯期貨有限公司 RO 2 30 September 2014 31 December 2020
Corporate Commodities Limited 協聯期貨有限公司 RE 2 15 August 2011 30 September 2014
Corporate Brokers Limited 協聯證券有限公司 RO 1 07 May 2004 31 December 2020
Corporate Brokers Limited 協聯證券有限公司 RE 1 01 April 2003 07 May 2004
Corporate Brokers Limited 協聯證券有限公司 RE 9 01 April 2003 19 February 2004
Corporate Brokers Limited 協聯證券有限公司 RE 7 01 April 2003 19 February 2004
Corporate Brokers Limited 協聯證券有限公司 RE 6 01 April 2003 19 February 2004
Corporate Brokers Limited 協聯證券有限公司 RE 4 01 April 2003 19 February 2004