SFC Licences of SO Wai Sang 蘇偉生

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Merrill Lynch (Asia Pacific) Limited RO 4 18 October 2011 09 November 2013
Merrill Lynch Far East Limited RO 2 20 August 2010 09 November 2013
Merrill Lynch (Asia Pacific) Limited RO 1 03 March 2010 09 November 2013
Merrill Lynch Futures (Hong Kong) Limited RO 2 03 March 2010 31 December 2010
Merrill Lynch Futures (Hong Kong) Limited RE 2 30 December 2009 03 March 2010
Merrill Lynch (Asia Pacific) Limited RE 1 30 December 2009 03 March 2010
Citigroup Global Markets Hong Kong Futures and Securities Limited RO 1 15 October 2003 12 July 2008
Citigroup Global Markets Hong Kong Futures and Securities Limited RO 2 01 April 2003 12 July 2008
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RO 1 01 April 2003 12 July 2008
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RO 4 01 April 2003 08 October 2003
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RO 6 01 April 2003 08 October 2003
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RO 7 01 April 2003 08 October 2003
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RO 9 01 April 2003 08 October 2003
Citigroup Global Markets Hong Kong Futures and Securities Limited RO 5 01 April 2003 08 October 2003
Citigroup Global Markets Hong Kong Futures and Securities Limited RO 9 01 April 2003 08 October 2003