SFC Licences of LO Tak Ying, Diana 羅德瑩
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| HSBC Trinkaus Investment Management Limited | RE | 4 | 15 December 2010 | 30 April 2011 |
| HSBC Trinkaus Investment Management Limited | RE | 1 | 15 December 2010 | 30 April 2011 |
| LGT Investment Management (Asia) Limited | RE | 1 | 29 March 2006 | 25 November 2010 |
| LGT Investment Management (Asia) Limited | RE | 4 | 01 April 2003 | 25 November 2010 |
| LGT Investment Management (Asia) Limited | RE | 6 | 01 April 2003 | 02 March 2004 |
| LGT Investment Management (Asia) Limited | RE | 9 | 01 April 2003 | 02 March 2004 |