SFC Licences of AU Kin Hong, Dennis 區健康

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Xuantie International Investment Co., Ltd 玄鐵國際投資有限公司 RO 5 15 March 2019 04 November 2020
Xuantie International Investment Co., Ltd 玄鐵國際投資有限公司 RO 2 15 March 2019 04 November 2020
Hao Tian Asset Management Limited 昊天資產管理有限公司 RO 4 16 October 2018 22 November 2018
Hao Tian Asset Management Limited 昊天資產管理有限公司 RO 9 28 May 2018 22 November 2018
Hao Tian International Futures Limited 昊天國際期貨有限公司 RO 2 28 May 2018 22 November 2018
Hao Tian International Securities Limited 昊天國際證券有限公司 RO 1 28 May 2018 22 November 2018
CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 RO 2 07 November 2003 28 May 2009
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 RO 1 07 November 2003 28 May 2009
CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 RE 2 25 September 2003 07 November 2003
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 RE 1 25 September 2003 07 November 2003
Wings Securities (HK) Limited 金鵬證券有限公司 RO 1 01 April 2003 22 September 2003
REXCAPITAL Futures Limited 御泰期貨有限公司 RO 2 01 April 2003 22 September 2003
REXCAPITAL Online Limited 御泰網上金融服務有限公司 RO 9 01 April 2003 22 July 2003
REXCAPITAL Online Limited 御泰網上金融服務有限公司 RO 4 01 April 2003 22 July 2003
Wings Securities (HK) Limited 金鵬證券有限公司 RO 4 01 April 2003 22 July 2003
Wings Securities (HK) Limited 金鵬證券有限公司 RO 6 01 April 2003 22 July 2003
Wings Securities (HK) Limited 金鵬證券有限公司 RO 9 01 April 2003 22 July 2003
REXCAPITAL Online Limited 御泰網上金融服務有限公司 RO 1 01 April 2003 22 July 2003