SFC Licences of WONG Wai Cheung, Frederick 黃偉翔

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 03 October 2017 06 March 2020
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 RE 2 13 September 2010 06 March 2020
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 13 September 2010 02 October 2017
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 RE 1 01 August 2007 17 August 2010
Nomura Securities (Hong Kong) Limited RE 1 29 October 2004 07 July 2007
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 2 29 October 2004 07 July 2007
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 1 01 April 2003 07 July 2007
Nomura Futures (Hong Kong) Limited RE 2 01 April 2003 07 July 2007
Nomura Futures (Hong Kong) Limited RE 9 01 April 2003 28 October 2004
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 4 01 April 2003 28 October 2004
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 6 01 April 2003 28 October 2004
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 9 01 April 2003 28 October 2004
Nomura Futures (Hong Kong) Limited RE 5 01 April 2003 28 October 2004