SFC Licences of TAN Lim Heng 陳林興

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Mason Securities Limited 茂宸證券有限公司 RO 1 01 April 2003 16 February 2016
Mason Securities Limited 茂宸證券有限公司 RO 6 01 April 2003 16 February 2016
Mason Futures Limited 茂宸期貨有限公司 RO 2 01 April 2003 16 February 2016
Mason Securities Limited 茂宸證券有限公司 RO 4 01 April 2003 16 February 2016
Mason Futures Limited 茂宸期貨有限公司 RO 5 01 April 2003 08 March 2005
Mason Securities Limited 茂宸證券有限公司 RO 7 01 April 2003 08 March 2005
Mason Futures Limited 茂宸期貨有限公司 RO 9 01 April 2003 08 March 2005
Mason Securities Limited 茂宸證券有限公司 RO 9 01 April 2003 08 March 2005
Principal Global Investors (Hong Kong) Limited 信安環球投資(香港)有限公司 RO 1 01 April 2003 27 March 2004
Principal Global Investors (Hong Kong) Limited 信安環球投資(香港)有限公司 RO 4 01 April 2003 27 March 2004
Principal Global Investors (Hong Kong) Limited 信安環球投資(香港)有限公司 RO 5 01 April 2003 27 March 2004
Principal Global Investors (Hong Kong) Limited 信安環球投資(香港)有限公司 RO 6 01 April 2003 27 March 2004
Principal Global Investors (Hong Kong) Limited 信安環球投資(香港)有限公司 RO 9 01 April 2003 27 March 2004