SFC Licences of LAU Sik Kwong, Abbott 劉錫光
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Innovation Securities Co., Limited 鼎新證券有限公司 | RO | 1 | 13 July 2016 | |
| Innovation Securities Co., Limited 鼎新證券有限公司 | RE | 1 | 14 April 2016 | 13 July 2016 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RE | 1 | 01 April 2003 | 08 January 2015 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RE | 9 | 01 April 2003 | 04 July 2006 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RE | 6 | 01 April 2003 | 04 July 2006 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RE | 4 | 01 April 2003 | 04 July 2006 |