SFC Licences of NGAN Siu Fun 顏少芬
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 03 October 2017 | 12 June 2020 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 10 April 2017 | 02 October 2017 |
Prime Cdex Securities Limited 乾立亨證券有限公司 | RE | 1 | 16 August 2005 | 07 April 2017 |
Hooray Securities Limited 好盈證券有限公司 | RE | 1 | 01 April 2003 | 15 August 2005 |
Hooray Securities Limited 好盈證券有限公司 | RE | 4 | 01 April 2003 | 18 March 2004 |
Hooray Securities Limited 好盈證券有限公司 | RE | 6 | 01 April 2003 | 18 March 2004 |
Hooray Securities Limited 好盈證券有限公司 | RE | 9 | 01 April 2003 | 18 March 2004 |