SFC Licences of LAU Hon Yiu 劉漢堯

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Prudential Brokerage Limited 信誠證券有限公司 RE 1 07 February 2005
Grand Onward Securities Limited 金安華證券有限公司 RE 1 01 April 2003 05 February 2005
Grand Onward Securities Limited 金安華證券有限公司 RE 9 01 April 2003 26 January 2005
Grand Onward Securities Limited 金安華證券有限公司 RE 6 01 April 2003 26 January 2005
Grand Onward Securities Limited 金安華證券有限公司 RE 4 01 April 2003 26 January 2005