SFC Licences of LO Tai Wah 盧大華
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CES Commodities (HK) Limited 光證期貨(香港)有限公司 | RE | 2 | 15 January 2018 | |
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 | RE | 1 | 21 November 2017 | |
China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 | RE | 2 | 20 May 2008 | |
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 | RE | 1 | 12 February 2007 | |
Success Securities Limited 實德證券有限公司 | RE | 4 | 06 December 2006 | 31 January 2007 |
Success Securities Limited 實德證券有限公司 | RE | 1 | 06 December 2006 | 31 January 2007 |
Success Securities Limited 實德證券有限公司 | RO | 4 | 01 April 2003 | 07 December 2005 |
Success Securities Limited 實德證券有限公司 | RO | 1 | 01 April 2003 | 07 December 2005 |
Success Securities Limited 實德證券有限公司 | RO | 9 | 01 April 2003 | 23 December 2004 |
Success Securities Limited 實德證券有限公司 | RO | 6 | 01 April 2003 | 23 December 2004 |