SFC Licences of LO Tai Wah 盧大華

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CES Commodities (HK) Limited 光證期貨(香港)有限公司 RE 2 15 January 2018
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 1 21 November 2017
China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 RE 2 20 May 2008
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 RE 1 12 February 2007
Success Securities Limited 實德證券有限公司 RE 4 06 December 2006 31 January 2007
Success Securities Limited 實德證券有限公司 RE 1 06 December 2006 31 January 2007
Success Securities Limited 實德證券有限公司 RO 4 01 April 2003 07 December 2005
Success Securities Limited 實德證券有限公司 RO 1 01 April 2003 07 December 2005
Success Securities Limited 實德證券有限公司 RO 9 01 April 2003 23 December 2004
Success Securities Limited 實德證券有限公司 RO 6 01 April 2003 23 December 2004