SFC Licences of NG Yuk, Penny 吳玉
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Innovest Securities Investment Limited 粵創證券投資有限公司 | RO | 1 | 15 November 2022 | 14 February 2024 |
| Innovest Securities Investment Limited 粵創證券投資有限公司 | RE | 1 | 20 September 2022 | 15 November 2022 |
| Upmax Securities Limited 晉億證券有限公司 | RE | 1 | 07 April 2021 | 30 June 2022 |
| China Times Securities Limited 中辰證券有限公司 | RO | 1 | 25 June 2013 | 17 November 2020 |
| China Times Securities Limited 中辰證券有限公司 | RE | 1 | 17 June 2013 | 25 June 2013 |
| Hang Tai Securities Limited 恒泰證券有限公司 | RO | 1 | 01 April 2003 | 16 June 2013 |
| Hang Tai Securities Limited 恒泰證券有限公司 | RO | 6 | 01 April 2003 | 20 January 2005 |
| Hang Tai Securities Limited 恒泰證券有限公司 | RO | 4 | 01 April 2003 | 20 January 2005 |
| Hang Tai Securities Limited 恒泰證券有限公司 | RO | 9 | 01 April 2003 | 20 January 2005 |