SFC Licences of NG Sui Man 吳瑞民
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Guoyuan Securities Brokerage (Hong Kong) Limited 國元証券經紀(香港)有限公司 | RE | 1 | 25 October 2019 | |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 20 May 2019 | 17 October 2019 |
| Glory Sun Securities Limited 寶新證券有限公司 | RE | 1 | 01 December 2011 | 13 May 2019 |
| Evergreen Securities Limited 漢華證券有限公司 | RE | 1 | 01 April 2003 | 01 December 2011 |
| Evergreen Securities Limited 漢華證券有限公司 | RE | 7 | 01 April 2003 | 04 August 2003 |