SFC Licences of CHOW Shu Kay 周樹基

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Gary Cheng Securities Limited 加多利證券有限公司	RO	4	21 November 2023
Gary Cheng Securities Limited 加多利證券有限公司	RO	1	21 November 2023
Gary Cheng Securities Limited 加多利證券有限公司	RE	4	06 November 2023	21 November 2023
Gary Cheng Securities Limited 加多利證券有限公司	RE	1	06 November 2023	21 November 2023
Goldin Equities Limited 高銀(證券)有限公司	RO	1	28 February 2018	16 November 2022
Goldin Equities Limited 高銀(證券)有限公司	RE	1	21 February 2018	28 February 2018
Seazen Resources Futures Limited 新城晉峰期貨有限公司	RE	2	05 April 2016	03 October 2017
Seazen Resources Securities Limited 新城晉峰證券有限公司	RO	1	28 January 2016	03 October 2017
Thomas Global Financial Services Limited 石匠環球金服有限公司	RO	1	12 January 2015	17 October 2015
Tensant Securities Limited 天晟證券有限公司	RO	1	15 May 2013	29 December 2014
Tensant Securities Limited 天晟證券有限公司	RE	1	02 April 2013	15 May 2013
Chinawide Securities Limited 中匯証券有限公司	RO	4	31 May 2011	15 March 2013
Chinawide Securities Limited 中匯証券有限公司	RO	1	09 November 2010	15 March 2013
Starling Group Securities Limited 德裕金號證券有限公司	RO	4	06 November 2009	16 October 2010
Starling Group Futures Limited 德裕金號期貨有限公司	RO	2	12 October 2009	16 October 2010
Starling Group Futures Limited 德裕金號期貨有限公司	RE	2	11 August 2009	12 October 2009
Starling Group Securities Limited 德裕金號證券有限公司	RO	1	05 November 2008	16 October 2010
Goldin Equities Limited 高銀(證券)有限公司	RO	1	26 January 2006	04 November 2008
Goldin Equities Limited 高銀(證券)有限公司	RE	1	17 January 2006	26 January 2006
Tiffit Securities (Hong Kong) Limited 大發証券(香港)有限公司	RO	6	01 April 2003	15 December 2005
Tiffit Securities (Hong Kong) Limited 大發証券(香港)有限公司	RO	4	01 April 2003	15 December 2005
Tiffit Securities (Hong Kong) Limited 大發証券(香港)有限公司	RO	1	01 April 2003	15 December 2005
Tiffit Securities (Hong Kong) Limited 大發証券(香港)有限公司	RO	7	01 April 2003	03 September 2004
Tiffit Securities (Hong Kong) Limited 大發証券(香港)有限公司	RO	9	01 April 2003	03 September 2004