SFC Licences of WONG Yue Tak 王汝德

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
VBG Capital Limited 建泉融資有限公司 RO 1 27 October 2016
VBG Capital Limited 建泉融資有限公司 RE 1 11 April 2016 27 October 2016
VBG Capital Limited 建泉融資有限公司 RO 6 11 April 2016
Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 RE 6 22 September 2015 15 December 2015
Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 RE 1 22 September 2015 15 December 2015
Platinum Securities Company Limited 百德能證券有限公司 RO 6 28 July 2014 31 July 2015
Platinum Securities Company Limited 百德能證券有限公司 RO 1 28 July 2014 31 July 2015
Platinum Securities Company Limited 百德能證券有限公司 RE 6 24 June 2014 28 July 2014
Platinum Securities Company Limited 百德能證券有限公司 RE 1 24 June 2014 28 July 2014
Fulbright Capital Limited 富昌融資有限公司 RO 6 17 February 2012 19 June 2014
Fulbright Securities Limited 富昌證券有限公司 RO 1 17 February 2012 19 June 2014
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 RO 6 10 March 2010 01 December 2011
Polaris Capital (Asia) Limited 寶來資本(亞洲)有限公司 RO 6 26 June 2007 11 March 2010
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 RO 4 22 February 2007 01 December 2011
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 RO 1 03 August 2004 01 December 2011
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 RO 6 03 August 2004 01 August 2007
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 RE 6 30 July 2004 03 August 2004
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 RE 1 30 July 2004 03 August 2004
VC Capital Limited 滙盈融資有限公司 RO 6 01 April 2003 28 July 2004
VC Capital Limited 滙盈融資有限公司 RO 1 01 April 2003 28 July 2004
VC Capital Limited 滙盈融資有限公司 RO 4 01 April 2003 27 July 2004