SFC Licences of TSUI Sze Kwan, Annie 崔士坤
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Red Gate Asset Management Company Limited | RE | 9 | 22 March 2016 | 05 November 2022 |
| Lippo Investments Management Limited 力寶投資管理有限公司 | RE | 1 | 17 June 2013 | 31 December 2013 |
| Morgan Stanley Hong Kong Securities Limited | RE | 2 | 06 December 2010 | 22 November 2011 |
| Morgan Stanley Hong Kong Securities Limited | RE | 1 | 12 February 2007 | 22 November 2011 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 7 | 12 February 2007 | 22 November 2011 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 12 February 2007 | 22 November 2011 |
| Morgan Stanley Hong Kong Futures Limited | RE | 7 | 12 February 2007 | 06 December 2010 |
| Morgan Stanley Hong Kong Futures Limited | RE | 2 | 12 February 2007 | 06 December 2010 |