SFC Licences of SHUM Kin Ming 岑建明
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Kingston Securities Limited 金利豐證券有限公司 | RE | 1 | 23 January 2006 | |
| Get Nice Securities Limited 結好證券有限公司 | RE | 4 | 01 April 2003 | 10 January 2006 |
| Get Nice Securities Limited 結好證券有限公司 | RE | 1 | 01 April 2003 | 10 January 2006 |
| Get Nice Securities Limited 結好證券有限公司 | RE | 9 | 01 April 2003 | 30 March 2005 |
| Get Nice Securities Limited 結好證券有限公司 | RE | 6 | 01 April 2003 | 30 March 2005 |