SFC Licences of LAW Sui Hoi 羅瑞海
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Koala Securities Limited 樹熊證券有限公司 | RE | 1 | 16 November 2015 | 17 June 2022 |
Minerva Holding Financial Securities Limited 嬴控金融證券有限公司 | RE | 1 | 01 April 2003 | 30 October 2015 |
Minerva Holding Financial Securities Limited 嬴控金融證券有限公司 | RE | 6 | 01 April 2003 | 14 April 2004 |
Minerva Holding Financial Securities Limited 嬴控金融證券有限公司 | RE | 4 | 01 April 2003 | 14 April 2004 |
Minerva Holding Financial Securities Limited 嬴控金融證券有限公司 | RE | 9 | 01 April 2003 | 14 April 2004 |
Minerva Holding Financial Securities Limited 嬴控金融證券有限公司 | RE | 7 | 01 April 2003 | 21 July 2003 |