SFC Licences of YAU Wai Tak 游惠德
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| SPS Commodities Limited 新寶城期貨有限公司 | RE | 2 | 07 January 2005 | 29 June 2010 |
| SPS Securities Limited 新寶城證券有限公司 | RE | 1 | 01 April 2003 | 28 April 2023 |
| SPS Securities Limited 新寶城證券有限公司 | RE | 4 | 01 April 2003 | 28 October 2004 |
| SPS Securities Limited 新寶城證券有限公司 | RE | 9 | 01 April 2003 | 28 October 2004 |
| SPS Securities Limited 新寶城證券有限公司 | RE | 6 | 01 April 2003 | 28 October 2004 |