SFC Licences of CHAN Yi Sum 陳鐿心

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Central Wealth Asset Management Limited 中達資產管理有限公司	RE	9	12 March 2021
Central Wealth Futures Limited 中達期貨有限公司	RO	5	10 December 2019	03 April 2023
Central Wealth Securities Investment Limited 中達證券投資有限公司	RO	4	10 December 2019
Central Wealth Futures Limited 中達期貨有限公司	RO	2	03 October 2017	03 April 2023
Central Wealth Securities Investment Limited 中達證券投資有限公司	RO	1	03 October 2017
Central Wealth Futures Limited 中達期貨有限公司	RE	2	14 August 2017	03 October 2017
Central Wealth Securities Investment Limited 中達證券投資有限公司	RE	1	14 August 2017	03 October 2017
CMBC International Futures Company Limited 民銀國際期貨有限公司	RO	2	25 September 2012	09 June 2017
CMBC Securities Company Limited 民銀證券有限公司	RO	1	25 September 2012	09 June 2017
Oriental Wealth Securities Limited 東方滙富證券有限公司	RO	1	20 January 2010	31 July 2012
Oriental Wealth Futures Limited 東方滙富期貨有限公司	RO	2	18 June 2009	31 July 2012
Oriental Wealth Securities Limited 東方滙富證券有限公司	RE	1	21 April 2009	20 January 2010
One China Securities Limited 一中證券有限公司	RE	2	16 August 2007	09 April 2009
One China Securities Limited 一中證券有限公司	RE	1	16 August 2007	09 April 2009
Huarong International Securities Limited 華融國際證券有限公司	RE	2	20 May 2005	27 July 2007
Huarong International Securities Limited 華融國際證券有限公司	RE	1	19 May 2005	27 July 2007
Mango Financial Limited 芒果金融有限公司	RE	4	30 July 2003	04 May 2005
Mango Financial Limited 芒果金融有限公司	RE	1	30 July 2003	04 May 2005
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司	RE	1	01 April 2003	26 May 2003
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司	RE	6	01 April 2003	26 May 2003
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司	RE	4	01 April 2003	26 May 2003
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司	RE	9	01 April 2003	26 May 2003
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司	RE	7	01 April 2003	26 May 2003