SFC Licences of LAU Chi Ching, Vincent 劉志楨
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| SPS Securities Limited 新寶城證券有限公司 | RE | 1 | 26 June 2020 | 28 April 2023 |
| SPS Securities Limited 新寶城證券有限公司 | RO | 1 | 01 April 2003 | 26 June 2020 |
| SPS Securities Limited 新寶城證券有限公司 | RO | 9 | 01 April 2003 | 28 December 2004 |
| SPS Securities Limited 新寶城證券有限公司 | RO | 4 | 01 April 2003 | 28 December 2004 |
| SPS Securities Limited 新寶城證券有限公司 | RO | 6 | 01 April 2003 | 28 December 2004 |
| SPS Investment Services Limited 新寶城投資顧問有限公司 | RE | 1 | 01 April 2003 | 02 October 2003 |