SFC Licences of POON Cheung Fung, David 潘長風
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| SPS Commodities Limited 新寶城期貨有限公司 | RO | 2 | 29 October 2019 | 18 December 2023 |
| SPS Securities Limited 新寶城證券有限公司 | RO | 9 | 26 January 2005 | |
| SPS Securities Limited 新寶城證券有限公司 | RO | 1 | 26 January 2005 | |
| SPS Investment Services Limited 新寶城投資顧問有限公司 | RE | 9 | 25 January 2005 | 26 January 2005 |
| SPS Investment Services Limited 新寶城投資顧問有限公司 | RO | 6 | 01 April 2003 | 13 April 2018 |
| SPS Investment Services Limited 新寶城投資顧問有限公司 | RO | 9 | 01 April 2003 | 25 January 2005 |
| SPS Research Limited 新寶城資料研究有限公司 | RO | 6 | 01 April 2003 | 02 October 2003 |
| SPS Research Limited 新寶城資料研究有限公司 | RO | 4 | 01 April 2003 | 02 October 2003 |
| SPS Investment Services Limited 新寶城投資顧問有限公司 | RE | 1 | 01 April 2003 | 02 October 2003 |
| SPS Investment Services Limited 新寶城投資顧問有限公司 | RO | 4 | 01 April 2003 |