SFC Licences of MARCON Stephen James Neville
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Global Investment Strategy HK Limited | RO | 1 | 27 February 2019 | 01 December 2022 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 4 | 21 August 2013 | 23 February 2017 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 1 | 21 August 2013 | 23 February 2017 |
| Japaninvest (Hong Kong) Limited | RO | 4 | 16 November 2010 | 12 December 2011 |