SFC Licences of KAN LAW Wai Hing 簡羅惠卿

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 03 October 2017 24 March 2020
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 15 October 2012 02 October 2017
Corporate Brokers Limited 協聯證券有限公司 RE 1 01 April 2003 12 October 2012
Corporate Brokers Limited 協聯證券有限公司 RE 4 01 April 2003 19 February 2004
Corporate Brokers Limited 協聯證券有限公司 RE 6 01 April 2003 19 February 2004
Corporate Brokers Limited 協聯證券有限公司 RE 7 01 April 2003 19 February 2004
Corporate Brokers Limited 協聯證券有限公司 RE 9 01 April 2003 19 February 2004