SFC Licences of KAN LAW Wai Hing 簡羅惠卿
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 03 October 2017 | 24 March 2020 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 15 October 2012 | 02 October 2017 |
Corporate Brokers Limited 協聯證券有限公司 | RE | 1 | 01 April 2003 | 12 October 2012 |
Corporate Brokers Limited 協聯證券有限公司 | RE | 4 | 01 April 2003 | 19 February 2004 |
Corporate Brokers Limited 協聯證券有限公司 | RE | 6 | 01 April 2003 | 19 February 2004 |
Corporate Brokers Limited 協聯證券有限公司 | RE | 7 | 01 April 2003 | 19 February 2004 |
Corporate Brokers Limited 協聯證券有限公司 | RE | 9 | 01 April 2003 | 19 February 2004 |