SFC Licences of ROBERTS Christopher Fenton 羅弼時
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Grey Investment Limited 高易投資有限公司 | RE | 9 | 27 April 2020 | 18 July 2023 |
Grey Investment Limited 高易投資有限公司 | RE | 4 | 27 April 2020 | 18 July 2023 |
Aardvark Fund Management Limited | RO | 9 | 05 December 2018 | 30 August 2019 |
Aardvark Fund Management Limited | RE | 9 | 13 March 2018 | 05 December 2018 |
Aletheia Technologies Limited | RO | 5 | 23 January 2013 | 10 June 2014 |
Aletheia Technologies Limited | RO | 4 | 18 July 2012 | 26 January 2018 |
Aletheia Technologies Limited | RE | 4 | 25 June 2012 | 18 July 2012 |
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RO | 5 | 01 March 2010 | 27 February 2012 |
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 4 | 14 December 2009 | 27 February 2012 |
GCIS Limited | RO | 5 | 22 November 2007 | 11 December 2009 |
GCIS Limited | RO | 4 | 22 November 2007 | 11 December 2009 |
GCIS Limited | RO | 9 | 19 July 2007 | 11 December 2009 |
CLSA Research Limited 里昂證券投資研究有限公司 | RE | 4 | 17 July 2006 | 19 June 2007 |
CLSA Futures Limited 里昂期貨有限公司 | RE | 5 | 20 February 2006 | 19 June 2007 |
CLSA Futures Limited 里昂期貨有限公司 | RE | 2 | 20 February 2006 | 07 April 2006 |
CLSA Limited 中信里昂證券有限公司 | RE | 4 | 04 January 2006 | 05 February 2007 |
CLSA Research Limited 里昂證券投資研究有限公司 | RE | 4 | 28 June 2005 | 23 December 2005 |
CLSA Research Limited 里昂證券投資研究有限公司 | RE | 4 | 02 July 2003 | 10 May 2004 |
CLSA Limited 中信里昂證券有限公司 | RE | 4 | 01 April 2003 | 22 July 2003 |
CLSA Limited 中信里昂證券有限公司 | RE | 6 | 01 April 2003 | 25 June 2003 |
CLSA Limited 中信里昂證券有限公司 | RE | 1 | 01 April 2003 | 25 June 2003 |
CLSA Limited 中信里昂證券有限公司 | RE | 9 | 01 April 2003 | 25 June 2003 |