SFC Licences of LUI Chi Chung, Josaphat 呂志聰

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Mouette Securities Company Limited 海盈證券有限公司 RE 4 04 May 2023
Mouette Securities Company Limited 海盈證券有限公司 RE 1 04 May 2023
Mouette Securities Company Limited 海盈證券有限公司 RO 4 01 February 2018 04 May 2023
Mouette Securities Company Limited 海盈證券有限公司 RO 1 01 February 2018 04 May 2023
Integrity Construction & Development Securities Group Limited 正金證券集團有限公司 RO 4 22 March 2017 05 October 2017
Integrity Construction & Development Securities Group Limited 正金證券集團有限公司 RO 1 22 March 2017 05 October 2017
Nerico Brothers Limited RO 1 26 April 2007 17 November 2016
RHB Futures Hong Kong Limited 興業金融期貨有限公司 RE 2 03 November 2005 01 April 2007
RHB Securities Hong Kong Limited 興業金融證券有限公司 RE 1 03 November 2005 01 April 2007
Piper Jaffray Asia Futures Limited 派杰亞洲期貨有限公司 RO 2 13 February 2004 23 December 2004
Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 RO 4 01 April 2003 23 December 2004
Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 RO 1 01 April 2003 23 December 2004
Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 RO 9 01 April 2003 13 February 2004
Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 RO 6 01 April 2003 13 February 2004