SFC Licences of HO So Shing, Edward 何蘇成

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Hua Nan Securities (HK) Limited 華南永昌證券(香港)有限公司 RE 1 11 January 2010 25 March 2011
Quest Stockbrokers (HK) Limited 華輝證券有限公司 RO 1 11 August 2005 01 April 2009
Quest Stockbrokers (HK) Limited 華輝證券有限公司 RE 1 09 May 2005 11 August 2005
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 RE 1 23 April 2004 03 May 2005
Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 RE 5 01 April 2003 08 March 2004
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 RO 6 01 April 2003 08 March 2004
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 RO 9 01 April 2003 08 March 2004
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 RO 4 01 April 2003 08 March 2004
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 RO 1 01 April 2003 08 March 2004
Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 RE 9 01 April 2003 08 March 2004
Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 RE 2 01 April 2003 08 March 2004
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 RO 7 01 April 2003 11 September 2003