SFC Licences of CHOW King Ho 周景豪
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Quam Securities Limited 華富建業證券有限公司 | RE | 2 | 23 October 2020 | |
Quam Securities Limited 華富建業證券有限公司 | RE | 1 | 23 October 2020 | |
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 2 | 04 May 2020 | 09 October 2020 |
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 04 May 2020 | 09 October 2020 |
RHB Futures Hong Kong Limited 興業金融期貨有限公司 | RE | 2 | 04 February 2015 | 30 April 2020 |
RHB Securities Hong Kong Limited 興業金融證券有限公司 | RE | 1 | 04 February 2015 | 30 April 2020 |
Piper Jaffray Asia Futures Limited 派杰亞洲期貨有限公司 | RE | 2 | 30 August 2010 | 25 August 2012 |
Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 | RE | 1 | 21 November 2007 | 25 August 2012 |
CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 | RE | 1 | 29 December 2004 | 02 November 2007 |
JVSakk Asia Limited 匯通永利亞洲有限公司 | RE | 9 | 01 April 2003 | 30 June 2003 |
JVSakk Asia Limited 匯通永利亞洲有限公司 | RE | 6 | 01 April 2003 | 30 June 2003 |
JVSakk Asia Limited 匯通永利亞洲有限公司 | RE | 4 | 01 April 2003 | 30 June 2003 |
JVSakk Asia Limited 匯通永利亞洲有限公司 | RE | 1 | 01 April 2003 | 30 June 2003 |