SFC Licences of KO Hon Tak 高漢德
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Golden Rich Securities Limited 金裕富證券有限公司 | RE | 1 | 30 November 2020 | |
Golden Rich Securities Limited 金裕富證券有限公司 | RO | 1 | 23 June 2016 | 30 November 2020 |
Golden Rich Securities Limited 金裕富證券有限公司 | RE | 1 | 26 April 2016 | 23 June 2016 |
CVP Securities Limited 星火證券有限公司 | RO | 2 | 29 December 2005 | 01 February 2016 |
CVP Securities Limited 星火證券有限公司 | RO | 1 | 29 December 2005 | 01 February 2016 |
CVP Securities Limited 星火證券有限公司 | RE | 2 | 27 October 2005 | 29 December 2005 |
CVP Securities Limited 星火證券有限公司 | RE | 1 | 20 July 2004 | 29 December 2005 |
Piper Jaffray Asia Futures Limited 派杰亞洲期貨有限公司 | RO | 2 | 13 February 2004 | 23 March 2004 |
Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 | RE | 9 | 01 April 2003 | 23 March 2004 |
Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 | RE | 6 | 01 April 2003 | 23 March 2004 |
Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 | RE | 4 | 01 April 2003 | 23 March 2004 |
Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 | RE | 1 | 01 April 2003 | 23 March 2004 |