SFC Licences of KO Hon Tak 高漢德

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Golden Rich Securities Limited 金裕富證券有限公司 RE 1 30 November 2020
Golden Rich Securities Limited 金裕富證券有限公司 RO 1 23 June 2016 30 November 2020
Golden Rich Securities Limited 金裕富證券有限公司 RE 1 26 April 2016 23 June 2016
CVP Securities Limited 星火證券有限公司 RO 2 29 December 2005 01 February 2016
CVP Securities Limited 星火證券有限公司 RO 1 29 December 2005 01 February 2016
CVP Securities Limited 星火證券有限公司 RE 2 27 October 2005 29 December 2005
CVP Securities Limited 星火證券有限公司 RE 1 20 July 2004 29 December 2005
Piper Jaffray Asia Futures Limited 派杰亞洲期貨有限公司 RO 2 13 February 2004 23 March 2004
Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 RE 9 01 April 2003 23 March 2004
Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 RE 6 01 April 2003 23 March 2004
Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 RE 4 01 April 2003 23 March 2004
Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 RE 1 01 April 2003 23 March 2004