SFC Licences of NGAN Man Hung, Max 顏文雄
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
China Galaxy International Futures (Hong Kong) Co., Limited 中國銀河國際期貨(香港)有限公司 | RE | 2 | 03 September 2012 | |
China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 | RE | 1 | 03 September 2012 | |
Piper Jaffray Asia Futures Limited 派杰亞洲期貨有限公司 | RE | 2 | 25 March 2008 | 24 August 2012 |
Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 | RE | 1 | 25 March 2008 | 24 August 2012 |
Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 | RE | 2 | 12 February 2008 | 26 February 2008 |
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 | RE | 1 | 12 February 2008 | 26 February 2008 |