SFC Licences of WAN Tom 尹棠
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| GEO Securities Limited 智易東方證券有限公司 | RE | 1 | 11 March 2019 | 31 October 2019 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 | RE | 2 | 15 January 2018 | 21 December 2018 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 | RE | 1 | 14 December 2017 | 21 December 2018 |
| China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 | RE | 2 | 02 June 2004 | 21 December 2018 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 | RE | 1 | 11 March 2004 | 21 December 2018 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 | RE | 4 | 11 March 2004 | 21 September 2004 |
| Open Asset Management Limited 開盤資産管理有限公司 | RO | 4 | 28 October 2003 | 28 February 2004 |
| Open Securities Limited 開盤證券有限公司 | RO | 1 | 01 April 2003 | 28 February 2004 |