SFC Licences of LAI Kam Nam, Siemen 賴錦南
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Prudential Brokerage Limited 信誠證券有限公司 | RE | 1 | 26 January 2021 | |
| Prudential Index Trading Company Limited 信誠期貨有限公司 | RE | 2 | 26 January 2021 | |
| Okachi (Hong Kong) Company Limited 岡地香港有限公司 | RE | 2 | 10 August 2009 | 25 January 2021 |
| Okachi Investments (HK) Company Limited 岡地投資(香港)有限公司 | RE | 1 | 01 June 2009 | 25 January 2021 |
| Ewarton Securities Limited 穎翔證券有限公司 | RE | 1 | 18 April 2008 | 31 May 2009 |
| Okachi (Hong Kong) Company Limited 岡地香港有限公司 | RE | 2 | 24 June 2003 | 28 March 2008 |
| Okachi Investments (HK) Company Limited 岡地投資(香港)有限公司 | RE | 1 | 01 April 2003 | 17 March 2008 |
| Okachi Investments (HK) Company Limited 岡地投資(香港)有限公司 | RE | 9 | 01 April 2003 | 17 September 2004 |
| Okachi Investments (HK) Company Limited 岡地投資(香港)有限公司 | RE | 6 | 01 April 2003 | 17 September 2004 |
| Okachi Investments (HK) Company Limited 岡地投資(香港)有限公司 | RE | 4 | 01 April 2003 | 17 September 2004 |