SFC Licences of RIGBY Clive Derek Conway Louis
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Funderstone Securities Limited | RE | 9 | 27 February 2020 | |
| Funderstone Securities Limited | RE | 4 | 27 February 2020 | |
| Funderstone Securities Limited | RE | 1 | 27 February 2020 | |
| Funderstone Futures Limited | RE | 9 | 27 February 2020 | |
| Funderstone Futures Limited | RE | 5 | 27 February 2020 | |
| Funderstone Futures Limited | RE | 2 | 27 February 2020 | |
| Funderstone Securities Limited | RO | 4 | 07 March 2019 | 27 February 2020 |
| Funderstone Asset Management (HK) Limited | RO | 9 | 25 January 2019 | 10 February 2020 |
| ImPac Asset Management (HK) Limited 欣佩投資管理(香港)有限公司 | RO | 5 | 25 July 2014 | 30 June 2016 |
| Lippo Investments Management Limited 力寶投資管理有限公司 | RO | 9 | 18 March 2014 | 11 December 2018 |
| Lippo Investments Management Limited 力寶投資管理有限公司 | RO | 4 | 18 March 2014 | 11 December 2018 |
| Lippo Investments Management Limited 力寶投資管理有限公司 | RO | 1 | 17 January 2014 | 11 December 2018 |
| Funderstone Futures Limited | RO | 5 | 19 December 2005 | 27 February 2020 |
| Lippo Investments Management Limited 力寶投資管理有限公司 | RO | 1 | 19 December 2005 | 15 July 2010 |
| Funderstone Futures Limited | RO | 2 | 01 April 2003 | 27 February 2020 |
| Funderstone Futures Limited | RO | 9 | 01 April 2003 | 27 February 2020 |
| Funderstone Securities Limited | RO | 9 | 01 April 2003 | 27 February 2020 |
| Funderstone Securities Limited | RO | 1 | 01 April 2003 | 27 February 2020 |
| Funderstone Futures Limited | RO | 5 | 01 April 2003 | 02 November 2004 |
| Funderstone Securities Limited | RO | 4 | 01 April 2003 | 02 November 2004 |
| Funderstone Securities Limited | RO | 6 | 01 April 2003 | 02 November 2004 |