SFC Licences of YUEN Wai Kwong 袁偉光

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Evergrande Futures (Hong Kong) Limited 恒大期貨(香港)有限公司 RE 2 02 October 2013 12 June 2019
Evergrande Securities (Hong Kong) Limited 恒大證券(香港)有限公司 RE 1 02 October 2013 12 June 2019
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 RE 2 10 January 2012 31 August 2013
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 10 January 2012 31 August 2013
RHB Futures Hong Kong Limited 興業金融期貨有限公司 RE 2 16 July 2010 30 December 2011
RHB Securities Hong Kong Limited 興業金融證券有限公司 RE 1 06 August 2007 30 December 2011
Sino Capital Securities Limited 國順證券有限公司 RE 1 17 May 2006 04 August 2007
Yicko Securities Limited 益高證券有限公司 RE 1 06 April 2005 12 May 2006
Sino Capital Securities Limited 國順證券有限公司 RE 1 16 June 2004 31 March 2005
Karl-Thomson Securities Company Limited 高信證券有限公司 RE 4 01 April 2003 01 May 2004
Karl-Thomson Securities Company Limited 高信證券有限公司 RE 1 01 April 2003 01 May 2004
Karl-Thomson Securities Company Limited 高信證券有限公司 RE 9 01 April 2003 01 May 2004
Karl-Thomson Securities Company Limited 高信證券有限公司 RE 7 01 April 2003 01 May 2004
Karl-Thomson Securities Company Limited 高信證券有限公司 RE 6 01 April 2003 01 May 2004