SFC Licences of YING Chau Fung 應寅峰

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
BOCOM International Securities Limited 交銀國際證券有限公司 RE 2 15 September 2010 18 February 2020
BOCOM International Securities Limited 交銀國際證券有限公司 RE 1 15 September 2010
Tung Shing Futures (Brokers) Limited 東盛期貨(經紀)有限公司 RE 2 05 August 2009 06 September 2010
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 RE 1 05 August 2009 06 September 2010
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 RE 1 01 April 2003 05 May 2008
Tung Shing Futures (Brokers) Limited 東盛期貨(經紀)有限公司 RE 2 01 April 2003 05 May 2008
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 RE 6 01 April 2003 09 January 2004
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 RE 9 01 April 2003 09 January 2004
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 RE 4 01 April 2003 09 January 2004