SFC Licences of LI Hong Shing 李康成
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 19 September 2023 | |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 04 August 2023 | |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 | RE | 1 | 16 January 2020 | 30 June 2023 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 | RE | 1 | 16 January 2020 | 30 June 2023 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 | RO | 1 | 03 November 2017 | 16 January 2020 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 | RO | 1 | 18 December 2007 | 16 January 2020 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 | RE | 1 | 09 October 2007 | 18 December 2007 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RO | 1 | 01 April 2003 | 20 September 2007 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RO | 7 | 01 April 2003 | 11 March 2004 |