SFC Licences of CHAU Wing Hung 周永雄
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司 |
RE | 9 | 25 August 2021 | |
| CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司 |
RE | 4 | 08 June 2021 | |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
RE | 1 | 25 March 2021 | 27 May 2021 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
RE | 4 | 04 June 2013 | 27 May 2021 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
RO | 1 | 06 December 2010 | 25 March 2021 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
RE | 1 | 18 March 2009 | 06 December 2010 |
| Morgan Stanley Hong Kong Securities Limited |
RE | 1 | 01 April 2003 | 20 November 2008 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
RE | 1, 7 | 01 April 2003 | 20 November 2008 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
RE | 4, 6 | 01 April 2003 | 11 February 2004 |