SFC Licences of CHAU Wing Hung 周永雄

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司
RE 9 25 August 2021
CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司
RE 4 08 June 2021
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RE 1 25 March 2021 27 May 2021
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RE 4 04 June 2013 27 May 2021
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RO 1 06 December 2010 25 March 2021
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RE 1 18 March 2009 06 December 2010
Morgan Stanley Hong Kong Securities Limited
RE 1 01 April 2003 20 November 2008
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司
RE 1, 7 01 April 2003 20 November 2008
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司
RE 4, 6 01 April 2003 11 February 2004