SFC Licences of FOK Kwong Hang, Terry 霍廣行
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
T & F Equities Limited | RO | 1 | 29 January 2018 | 23 September 2022 |
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RO | 1 | 03 October 2016 | 27 January 2018 |
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 1 | 29 April 2016 | 03 October 2016 |
T & F Equities Limited | RO | 1 | 11 December 2012 | 15 April 2016 |
MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 | RO | 1 | 30 June 2011 | 10 December 2012 |
MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 | RE | 1 | 26 May 2011 | 30 June 2011 |
T & F Equities Limited | RO | 1 | 23 November 2005 | 25 May 2011 |
T & F Research Limited | RO | 4 | 01 April 2003 | 31 March 2006 |