SFC Licences of MOK Tak Ming 莫德明

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Goldhorse Securities Limited 金馬證券有限公司 RO 4 06 July 2017 24 March 2021
Goldhorse Securities Limited 金馬證券有限公司 RO 1 06 July 2017 24 March 2021
Wei Da Asset Management Limited 偉達資產管理有限公司 RO 9 06 July 2017
RHB Securities Hong Kong Limited 興業金融證券有限公司 RE 4 27 January 2012 30 April 2017
RHB Futures Hong Kong Limited 興業金融期貨有限公司 RE 2 02 December 2009 30 April 2017
RHB Securities Hong Kong Limited 興業金融證券有限公司 RE 1 02 December 2009 30 April 2017
VC Brokerage Limited 滙盈證券有限公司 RE 1 01 April 2003 01 December 2009
VC Futures Limited 滙盈期貨有限公司 RE 2 01 April 2003 01 December 2009
VC Brokerage Limited 滙盈證券有限公司 RE 9 01 April 2003 08 June 2004
VC Futures Limited 滙盈期貨有限公司 RE 5 01 April 2003 08 June 2004
VC Brokerage Limited 滙盈證券有限公司 RE 6 01 April 2003 08 June 2004
VC Brokerage Limited 滙盈證券有限公司 RE 4 01 April 2003 08 June 2004
VC Futures Limited 滙盈期貨有限公司 RE 9 01 April 2003 08 June 2004
VC Brokerage Limited 滙盈證券有限公司 RE 7 01 April 2003 26 August 2003