SFC Licences of MOK Tak Ming 莫德明
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Goldhorse Securities Limited 金馬證券有限公司 | RO | 4 | 06 July 2017 | 24 March 2021 |
Goldhorse Securities Limited 金馬證券有限公司 | RO | 1 | 06 July 2017 | 24 March 2021 |
Wei Da Asset Management Limited 偉達資產管理有限公司 | RO | 9 | 06 July 2017 | |
RHB Securities Hong Kong Limited 興業金融證券有限公司 | RE | 4 | 27 January 2012 | 30 April 2017 |
RHB Futures Hong Kong Limited 興業金融期貨有限公司 | RE | 2 | 02 December 2009 | 30 April 2017 |
RHB Securities Hong Kong Limited 興業金融證券有限公司 | RE | 1 | 02 December 2009 | 30 April 2017 |
VC Brokerage Limited 滙盈證券有限公司 | RE | 1 | 01 April 2003 | 01 December 2009 |
VC Futures Limited 滙盈期貨有限公司 | RE | 2 | 01 April 2003 | 01 December 2009 |
VC Brokerage Limited 滙盈證券有限公司 | RE | 9 | 01 April 2003 | 08 June 2004 |
VC Futures Limited 滙盈期貨有限公司 | RE | 5 | 01 April 2003 | 08 June 2004 |
VC Brokerage Limited 滙盈證券有限公司 | RE | 6 | 01 April 2003 | 08 June 2004 |
VC Brokerage Limited 滙盈證券有限公司 | RE | 4 | 01 April 2003 | 08 June 2004 |
VC Futures Limited 滙盈期貨有限公司 | RE | 9 | 01 April 2003 | 08 June 2004 |
VC Brokerage Limited 滙盈證券有限公司 | RE | 7 | 01 April 2003 | 26 August 2003 |