SFC Licences of KWONG Wang Pok 鄺宏博

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Sprout Asset Management (Asia) Limited RO 6 21 March 2024
China Ease Securities Limited 中國明如證劵有限公司 RO 6 11 February 2022 05 July 2023
China Ease Securities Limited 中國明如證劵有限公司 RO 1 11 February 2022 05 July 2023
Lapland Securities Limited 拉普蘭證券有限公司 RE 9 29 October 2020 17 January 2022
Lapland Securities Limited 拉普蘭證券有限公司 RE 4 29 October 2020 17 January 2022
Lapland Securities Limited 拉普蘭證券有限公司 RE 1 29 October 2020 17 January 2022
Walker Capital Limited 睿嘉資本有限公司 RO 6 28 July 2017 06 April 2020
Gulf Line Capital Advisors Limited 鋯藍資本顧問有限公司 RE 9 05 December 2016 24 July 2017
Gulf Line Capital Advisors Limited 鋯藍資本顧問有限公司 RE 4 05 December 2016 24 July 2017
Taiping Capital Limited 太平融資有限公司 RO 6 28 May 2014 15 April 2016
Amasse Capital Limited 寶積資本有限公司 RO 6 13 July 2012 28 April 2014
Redford Corporate Finance Limited 泓福融資有限公司 RO 6 07 February 2011 15 March 2012
Redford Securities Limited 泓福證券有限公司 RE 1 27 May 2010 07 February 2011
Redford Asset Management Limited 泓福資產管理有限公司 RE 9 27 May 2010 07 February 2011
Redford Asset Management Limited 泓福資產管理有限公司 RE 4 27 May 2010 07 February 2011
CSC Asia Limited 群益亞洲有限公司 RE 6 11 September 2009 15 May 2010
CSC Securities (HK) Limited 群益證券(香港)有限公司 RE 4 11 September 2009 15 May 2010
CSC Securities (HK) Limited 群益證券(香港)有限公司 RE 1 11 September 2009 15 May 2010
President Securities (Hong Kong) Limited 統一證券﹝香港﹞有限公司 RO 9 20 June 2007 03 April 2009
President Securities (Hong Kong) Limited 統一證券﹝香港﹞有限公司 RO 6 20 June 2007 03 April 2009
President Securities (Hong Kong) Limited 統一證券﹝香港﹞有限公司 RO 4 20 June 2007 03 April 2009
President Securities (Hong Kong) Limited 統一證券﹝香港﹞有限公司 RE 1 03 August 2006 03 April 2009
CVP Securities Limited 星火證券有限公司 RO 1 17 May 2006 31 July 2006
CVP Securities Limited 星火證券有限公司 RE 1 24 April 2006 17 May 2006
Open Securities Limited 開盤證券有限公司 RO 9 13 January 2005 06 February 2006
Open Securities Limited 開盤證券有限公司 RO 4 13 January 2005 06 February 2006
Open Securities Limited 開盤證券有限公司 RO 1 13 January 2005 06 February 2006
Open Securities Limited 開盤證券有限公司 RO 6 23 June 2004 06 February 2006
Open Securities Limited 開盤證券有限公司 RE 6 02 June 2004 23 June 2004
Fuhwa Securities (Hong Kong) Co., Limited 復華證券(香港)有限公司 RO 6 01 April 2003 01 March 2004