SFC Licences of YAP Shun Chung 葉純忠

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
SAGE Capital Limited 智盛資本有限公司 RO 1 24 September 2004 07 April 2006
SAGE Asset Management (HK) Limited 智盛資產管理(香港)有限公司 RO 6 07 October 2003 30 September 2006
SAGE Asset Management (HK) Limited 智盛資產管理(香港)有限公司 RO 4 07 October 2003 30 September 2006
KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司 RE 7 01 April 2003 21 July 2003
KGI Asia Limited 凱基證券亞洲有限公司 RE 4 01 April 2003 26 April 2003
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 RE 2 01 April 2003 26 April 2003
KGI Asia Limited 凱基證券亞洲有限公司 RE 9 01 April 2003 26 April 2003
KGI Asia Limited 凱基證券亞洲有限公司 RE 6 01 April 2003 26 April 2003
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 01 April 2003 26 April 2003
KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司 RE 9 01 April 2003 26 April 2003
KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司 RE 6 01 April 2003 26 April 2003
KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司 RE 4 01 April 2003 26 April 2003
KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司 RE 1 01 April 2003 26 April 2003
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 RE 5 01 April 2003 26 April 2003
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 RE 9 01 April 2003 26 April 2003