SFC Licences of MOU Chi Luen 繆志聯

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Emperor Corporate Finance Limited 英皇企業融資有限公司 RE 6 12 May 2005 31 January 2022
Emperor Securities Limited 英皇證券有限公司 RE 4 19 December 2003 31 January 2022
Emperor Securities Limited 英皇證券有限公司 RE 9 19 December 2003 02 March 2005
Emperor Securities Limited 英皇證券有限公司 RE 6 19 December 2003 02 March 2005
Emperor Securities Limited 英皇證券有限公司 RE 1 25 August 2003 31 January 2022
Open Securities Limited 開盤證券有限公司 RE 4 01 April 2003 05 August 2003
Open Securities Limited 開盤證券有限公司 RE 1 01 April 2003 05 August 2003
Open Securities Limited 開盤證券有限公司 RE 6 01 April 2003 05 August 2003
Open Securities Limited 開盤證券有限公司 RE 9 01 April 2003 05 August 2003