SFC Licences of TONG Wai Lun 唐偉麟
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Fulbright Securities Limited 富昌證券有限公司 | RE | 1 | 20 April 2009 | |
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 1 | 01 April 2003 | 13 December 2008 |
Daiwa Securities SMBC (Asia) Limited 大和証券盛民博昌(亞洲)有限公司 | RE | 1 | 01 April 2003 | 07 February 2005 |
Daiwa Securities SMBC (Asia) Limited 大和証券盛民博昌(亞洲)有限公司 | RE | 6 | 01 April 2003 | 07 February 2005 |
Daiwa Securities SMBC (Asia) Limited 大和証券盛民博昌(亞洲)有限公司 | RE | 4 | 01 April 2003 | 07 February 2005 |
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 6 | 01 April 2003 | 07 February 2005 |
Daiwa Securities SMBC (Asia) Limited 大和証券盛民博昌(亞洲)有限公司 | RE | 9 | 01 April 2003 | 07 February 2005 |
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 9 | 01 April 2003 | 07 February 2005 |
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 4 | 01 April 2003 | 07 February 2005 |