SFC Licences of DUNGEY Simon 鄧敬文
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
ABCI Securities Company Limited 農銀國際證券有限公司 | RE | 1 | 16 September 2015 | |
ABCI Securities Company Limited 農銀國際證券有限公司 | RO | 1 | 07 November 2012 | 16 September 2015 |
ABCI Securities Company Limited 農銀國際證券有限公司 | RE | 1 | 03 October 2012 | 07 November 2012 |
Fulbright Securities Limited 富昌證券有限公司 | RO | 1 | 30 November 2010 | 22 September 2012 |
Fulbright Securities Limited 富昌證券有限公司 | RE | 1 | 19 May 2010 | 30 November 2010 |
Chief Securities Limited 致富證券有限公司 | RE | 1 | 18 July 2008 | 16 May 2010 |
Fulbright Securities Limited 富昌證券有限公司 | RE | 1 | 05 October 2007 | 12 July 2008 |
Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 | RE | 1 | 07 August 2007 | 09 August 2007 |
Chief Securities Limited 致富證券有限公司 | RE | 1 | 10 November 2003 | 15 July 2007 |
Huayu Securities Limited 華裕證券有限公司 | RE | 1 | 28 October 2003 | 10 November 2003 |