SFC Licences of TSANG Fan Ching 曾繁青
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 1 | 17 April 2018 | 12 June 2018 |
Quam Securities Limited 華富建業證券有限公司 | RE | 1 | 03 July 2007 | 09 February 2018 |
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 | RE | 1 | 01 April 2003 | 28 June 2007 |
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 | RE | 4 | 01 April 2003 | 21 July 2004 |
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 | RE | 9 | 01 April 2003 | 21 July 2004 |
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 | RE | 6 | 01 April 2003 | 21 July 2004 |
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 | RE | 7 | 01 April 2003 | 11 September 2003 |