SFC Licences of TSUI Kee Chow 徐琦洲
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Livermore Holdings Limited 利弗莫爾證券有限公司 | RO | 1 | 13 November 2017 | 22 October 2021 |
Arta Global Markets Limited 裕承環球巿場有限公司 | RO | 1 | 18 June 2010 | 20 January 2017 |
Arta Global Markets Limited 裕承環球巿場有限公司 | RE | 1 | 14 June 2010 | 18 June 2010 |
Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 | RO | 1 | 21 August 2007 | 02 June 2010 |
Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 | RE | 1 | 19 August 2004 | 21 August 2007 |
Minerva Holding Financial Securities Limited 嬴控金融證券有限公司 | RE | 1 | 01 April 2003 | 09 August 2004 |
Minerva Holding Financial Securities Limited 嬴控金融證券有限公司 | RE | 7 | 01 April 2003 | 28 May 2003 |
Minerva Holding Financial Securities Limited 嬴控金融證券有限公司 | RE | 9 | 01 April 2003 | 28 May 2003 |
Minerva Holding Financial Securities Limited 嬴控金融證券有限公司 | RE | 4 | 01 April 2003 | 28 May 2003 |
Minerva Holding Financial Securities Limited 嬴控金融證券有限公司 | RE | 6 | 01 April 2003 | 28 May 2003 |