SFC Licences of YEUNG Kam Wing 楊錦榮

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
BOCI Securities Limited 中銀國際證券有限公司 RE 2 12 February 2014 13 October 2017
BOCI Securities Limited 中銀國際證券有限公司 RE 1 12 February 2014 13 October 2017
BOCI Securities Limited 中銀國際證券有限公司 RE 3 12 February 2014 27 November 2014
HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司 RO 3 13 January 2010 23 December 2013
HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 RO 2 13 January 2010 23 December 2013
HSBC Broking Securities (Hong Kong) Limited 滙豐金融證券(香港)有限公司 RO 1 13 January 2010 23 December 2013
HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司 RO 2 13 January 2010 19 August 2013
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 RO 1 03 August 2006 23 December 2013
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 RE 1 30 April 2003 03 August 2006
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 RE 7 30 April 2003 02 September 2003
HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 RE 2 01 April 2003 13 January 2010
HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司 RE 3 01 April 2003 13 January 2010
HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 RE 5 01 April 2003 30 April 2003
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 RO 1 01 April 2003 30 April 2003
HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 RE 9 01 April 2003 30 April 2003
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 RO 7 01 April 2003 30 April 2003