SFC Licences of ZEE John 徐強生

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Delta Asia Securities Limited 滙業證券有限公司 RO 3 24 August 2018 08 March 2019
Delta Asia Financial Futures Limited 滙業金融期貨有限公司 RO 5 24 August 2018 24 February 2019
Delta Asia Financial Futures Limited 滙業金融期貨有限公司 RO 2 24 August 2018 24 February 2019
Delta Asia Securities Limited 滙業證券有限公司 RO 4 24 August 2018 24 February 2019
Delta Asia Securities Limited 滙業證券有限公司 RO 1 24 August 2018 24 February 2019
Delta Asia Wealth Management Limited 滙業財富管理有限公司 RO 9 24 August 2018 24 February 2019
Delta Asia Wealth Management Limited 滙業財富管理有限公司 RO 4 24 August 2018 24 February 2019
Delta Asia Financial Futures Limited 滙業金融期貨有限公司 RE 5 24 August 2018 24 August 2018
Delta Asia Financial Futures Limited 滙業金融期貨有限公司 RE 2 24 August 2018 24 August 2018
Delta Asia Securities Limited 滙業證券有限公司 RE 4 24 August 2018 24 August 2018
Delta Asia Securities Limited 滙業證券有限公司 RE 3 24 August 2018 24 August 2018
Delta Asia Securities Limited 滙業證券有限公司 RE 1 24 August 2018 24 August 2018
Delta Asia Wealth Management Limited 滙業財富管理有限公司 RE 9 24 August 2018 24 August 2018
Delta Asia Wealth Management Limited 滙業財富管理有限公司 RE 4 24 August 2018 24 August 2018
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 1 08 April 2005 06 September 2008
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 RE 1 01 April 2003 07 April 2005
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 RE 4 01 April 2003 13 October 2004
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 RE 6 01 April 2003 13 October 2004
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 RE 9 01 April 2003 13 October 2004