SFC Licences of LAU Chun Hou 劉俊厚
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Fubon Securities (Hong Kong) Limited 富邦證券(香港)有限公司 | RO | 1 | 22 March 2013 | 19 March 2015 |
| Fubon Securities (Hong Kong) Limited 富邦證券(香港)有限公司 | RE | 1 | 12 October 2012 | 22 March 2013 |
| Wintone Securities Limited 榮通證券有限公司 | RE | 1 | 06 October 2009 | 30 August 2012 |
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 | RE | 1 | 01 April 2003 | 11 July 2009 |
| HSBC Securities (Asia) Limited | RE | 1 | 01 April 2003 | 14 November 2005 |
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 | RE | 6 | 01 April 2003 | 09 December 2003 |
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 | RE | 9 | 01 April 2003 | 09 December 2003 |
| HSBC Securities (Asia) Limited | RE | 4 | 01 April 2003 | 09 December 2003 |
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 | RE | 4 | 01 April 2003 | 09 December 2003 |
| HSBC Securities (Asia) Limited | RE | 9 | 01 April 2003 | 09 December 2003 |
| HSBC Securities (Asia) Limited | RE | 6 | 01 April 2003 | 09 December 2003 |