SFC Licences of HO Yiu Keung, Boby 何耀強
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 4 | 21 July 2022 | |
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 1 | 21 July 2022 | |
Phoenix Capital Asia Limited 英明融資有限公司 | RO | 4 | 17 April 2019 | 30 June 2022 |
Phoenix Capital Securities Limited 英明證券有限公司 | RO | 1 | 25 October 2016 | 30 June 2022 |
T & F Equities Limited | RO | 1 | 11 December 2012 | 14 March 2016 |
CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 | RO | 4 | 31 December 2003 | 31 August 2012 |
CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 | RO | 1 | 01 April 2003 | 31 August 2012 |