SFC Licences of CHU Tai Wa 朱大華

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Cepa Alliance Securities Limited 世博證券有限公司 RE 1 17 May 2005
Shun Heng Securities Limited 信亨証券有限公司 RE 1 24 February 2005 14 May 2005
Grand Onward Securities Limited 金安華證券有限公司 RE 1 01 April 2003 24 February 2005
Grand Onward Securities Limited 金安華證券有限公司 RE 6 01 April 2003 26 January 2005
Grand Onward Securities Limited 金安華證券有限公司 RE 4 01 April 2003 26 January 2005
Grand Onward Securities Limited 金安華證券有限公司 RE 9 01 April 2003 26 January 2005